Categories
Anna Denton-Jones Employment Law Redundancy

Redundancy consultation regarding a pool of one

In any redundancy situation, the employer is going to have to decide what selection process they follow. One of the key questions in such a process is whether a group of employees need to be pooled for selection with some kind of assessment taking place as to who stays and who goes or whether the pool just involves one person, in which case if that post disappears, then the person in post at the time is the one who is selected for redundancy.

In a recent EAT decision, Valimulla v AL-KHAIR Foundation found that it was unfair dismissal not to have consulted about the appropriateness of the pool. The individual concerned worked as a Liaison Officer covering the North West of England and there were other employees who did the same thing albeit in other geographical areas. As a result of Covid, work for Liaison Officers decreased across the country and the employer decided to place the employee at risk of redundancy in a pool of one. The other Liaison Officers were not placed at risk. Three consultation meetings were held with the individual about the redundancy in general but they did not consult about the appropriateness of the pool.

When it reached the Employment Tribunal, the original Tribunal accepted that there was a pool of one. The employee appealed and the Employment Appeal Tribunal allowed that appeal, holding the consultation on redundancy needs to take place at a time when it could make a difference, which of course would be right at the beginning of the process.

Make sure that if you do have a reason to choose a pool of one, that you document what your reasons for doing that are. Include consultation with the individual affected about your thought process, ie. give the employee the opportunity to challenge your thinking and make alternative suggestions. You will then need to weigh what they have said against your own process and decide what methodology is most appropriate.

This the second recent decision going to the root of redundancies reminding us of the importance of process, that shouldn’t be skipped.

Anna Denton-Jones
Refreshing Law

Categories
Anna Denton-Jones Disability Employment Law Employment Rights Act 1996 Equality Act 2010 Reasonable Adjustments Right to Work

Reasonable adjustments for a disability

I have had a handful of recent cases where Occupational Health have advised employers in relation to employees with anxiety problems that the employee’s duties exacerbate their condition.

In all of these cases a recommendation has been reducing telephone duties so that the employee is taking less calls during the day or completely stopping telephone duties altogether so the employee is, for example, focusing on emails rather than telephone calls. In these cases, the employer has done entirely the right thing in trying to follow the Occupational Health advice, adjusting the duties accordingly, but there has been no plan for the long term. What is accommodatable initially and what is planned for when, after a few months, the employee has got into the habit of not dealing with telephone calls either at all or dealing with only a few? If you aren’t careful you end up in a situation where the employee is not performing large parts of their role and everyone is stuck.

Rather than agreeing outright to the adjustments, it may be sensible to agree to a temporary adjustment with a discussed plan for how you get from that place of a reduced requirement to carry out a particular activity and back to the contractual duties being performed.

To put it another way, given the cost it takes to support somebody’s mental health to make adjustments, it is misleading to alter things that are not going to be able to be accommodated in the long run. That just creates false expectations and could be achieving more harm than good over time.

Alternatives to reducing the duties completely might be:

  • Less calls, so allowing more time between calls in order to take breaks;

  • If there have been difficult calls, having a strategy for what steps will be taken around managing the feelings that arise from those difficult calls; maybe discussing it with the manager or taking a time out;

  • Other steps that might be agreed as part of a work related action plan.

Remember Occupational Health are just providing you with suggestions – it is up to you to decide, as an employer, whether or not you can accommodate those suggestions. It is possible that you will have roles within your organisation that cannot actually be adjusted to prevent some core duty of that role taking place. In that scenario you might actually be saying no you can’t make a particular adjustment because it is not reasonable to do so.If we aren’t making an adjustment then we need to be able to justify why not to a Judge, if that ever became necessary, so having evidence to back up that decision will be useful. Is there  evidence of how many phone calls a day are taken in that role?  What is the proportion of the day spent doing other activities? Are the phone calls critical to generating the work that the person then does?

Anna Denton-Jones
Refreshing Law

Categories
Anna Denton-Jones Disability Employment Law Employment Rights Act 1996 Equality Act 2010 Protected Characteristics Reasonable Adjustments

Disability and reasonable adjustments

If as a result of somebody’s disability they become unable to do the current role that they are employed in and the employer is looking to exit the employee from that position, they are obligated to look at alternative employment. This is the case in unfair dismissal law, before you even think about the disability angle.

In a recent case (Miller v Rentokil 2024 EAT 37), the particular employee concerned had multiple sclerosis, which is a deemed disability under the Equality Act 2010, a bit like cancer, ie. the employee does not have to jump through hoops to show that there is a substantial disadvantage, has a long term effect and has difficulty with normal day to day activities. They are deemed as disabled, so we move directly to consider how they have been treated.

Once the employee has a disability, then the duty to make reasonable adjustments kicks in. In this case, the employee was a field based pest controller and the role involved him working at heights for 40% of the time. He could no longer do this and could only work very slowly. This particular employer looked at other jobs within the organisation and put him forward for an administrator role but decided not to recruit him and dismissed him.

He claims that failing to place him in the administrator role on a trial basis amounted to a failure to make a reasonable adjustment. The Tribunal upheld his claim, as did the Employment Appeal Tribunal. The burden was on the employer to show that it was not reasonable to have put that person into the role on a trial basis. They clearly couldn’t convince a Tribunal of this. On an objective assessment clearly they believed that he met the essential requirements of the job and a trial could have been successful.

The way I look at it, the employer is going to have to convince the Tribunal why it couldn’t do this, and why the employee couldn’t be trained into the role, particularly when it is a large employer. For example, somebody who isn’t used to using computers on a day to day basis might be trained and adapted into doing so.

In this particular case, the employer had actually set tests in verbal usage and maths in relation to their standard interview process. These tests were ones that the employer applied to everybody applying for roles and the Claimant scored 16 out of 30 in the verbal usage test and 7 out of 30 in the maths test. It was clear that the employee didn’t have experience using Excel, the spreadsheet programme, which perhaps explains why the decision maker in the case, a recruitment manager, decided not to slot the employee into the vacancy. It did not however consider any retraining or any trial.

In the case, they went back to Archibald v Fife Council from 2004 and Lady Justice Hale’s summation that making reasonable adjustments requires the employer to treat the disabled person more favourably than others. This too was the case of a manual worker no longer able to carry out her duties for mobility reasons. Lady Justice Hale pointed out that there is no law against discriminating against people with a background in manual work but it might be reasonable for an employer to have to take the difficulty that that person would face into account when considering the transfer of a disabled worker who could no longer do that type of work. Essentially I think that means being more patient and accommodating with someone making a transition.

In this particular case, the administrator role was a more junior one than the technical role the employee had taken on previously. They took into account the fact that his technical knowledge and experience in doing the manual job would actually assist him in being able to be an administrative support worker to those other colleagues doing that role.

They weren’t unsympathetic to the employer having concerns about whether or not he could do the role, but the key to assessing that would have been the trial period.

The other flaw in the employer’s process was not just slotting the employer into that trial. Instead they seemed to have just treated him as any other applicant for the role and possibly even put him up against other people in a recruitment process. The duty to make reasonable adjustments is about prioritising the employee.

The length of the trial period that the courts were talking about in this case was a 4 week trial. Given that is actually quite a short period, it would be wise to pay an extra month’s salary whilst assessing somebody’s suitability in an alternative position rather than dismiss.

Anna Denton-Jones
Refreshing Law

Categories
Anna Denton-Jones Employment Law Employment Rights Act 1996 Equality Act 2010 Freedom of Speech

Freedom of speech – A minefield for employers

You may have seen that David Miller has been successful in establishing that his anti-Zionist beliefs qualify as a philosophical belief and are therefore protected under Section 10 of the Equality Act 2010. This is the latest in a series of cases, such as the Maya Forstater case and the Alison Bailey case showing that the law will potentially protect the right to hold beliefs that are perhaps less fashionable or out of step with others, just as much as it protects more mainstream views.

We’ve known since the Grainger case some years ago that for a belief to be protected, it has to be something that is worthy of respect in a democratic society but essentially the Courts are taking a really wide view of that and it seems that only the most extreme beliefs would be excluded: Naziism is the example that is always given.

This leaves us in a position where if you state your beliefs, for example, in meetings, in the workplace, on social media and others are offended, and the employer wades in on the “side” of others, they risk committing direct discrimination against the person holding that belief. Examples in recent years have included the Page case where they were talking about same sex marriage, Forstater where it involved views on biological sex being immutable (unable to change) and in the David Miller case, the belief that Zionism is problematic for a number of reasons. Therefore, if your belief system is racist or homophobic or anti-islamist, this protects your right to hold that belief and express it. Essentially, the law protects the individual’s right to express their opinions and articulate their beliefs provided that the individual is manifesting their beliefs in a way that is not objectionable, they will be protected by the law of direct discrimination. In contrast to those who step over a line and express their beliefs in an objectionable manner.

This leaves employers having to regulate between groups of staff with opposing views. Up until now, employers have taken a “dampening” approach asking colleagues whose views might cause friction with others to perhaps be quiet about it. The “ we respect your views and you are entitled to have them but given it is causing an issue please can you not go on about it” approach.

That is problematic – the law has imported from European Law and Human Rights Law the concept of proportionality – an employer having a quiet word with colleagues asking them to be mindful perhaps of policies as others have contrary views is going to be proportionate. Wading in and disciplining or excluding a member of staff from certain activities is likely to fall into the disproportionate category.

The traditional approach of having a ‘zero tolerance’ approach in Equality and Diversity Policies to any kind of bullying or harassment gets unstuck; it doesn’t work when we are juggling different beliefs and can lead the employer into direct discrimination territory when penalising someone who has caused offence.

It is still legitimate for a company to set out what its values are and expect staff to behave in a manner which fits in those values. However if the employee is doing their job but causing offence to others when they express their beliefs, real caution needs to be taken.

I recommend that you make it clear in any policies that you do have that in the workplace you may have to listen to views that you find offensive, and others are entitled to express their beliefs, even where those beliefs clash with yours, to make it clear that the employer is having to moderate and balance a range of opinions.

Where an issue emerges, seek advice before taking any steps you might want to and try the test of ‘if this person was expressing a view about [slavery/children being sent down mines being a negative thing] – insert a benign belief here, would we be taking this step’? That is likely to take the emotional heat out of it.

If the employee’s conduct is becoming problematic, can we strip out what the conduct is that is an issue and separate it from the belief? eg:- they are expressing their views to customers and upsetting them, we’ve had complaints.

Anna Denton-Jones
Refreshing Law

Categories
Anna Denton-Jones Employment Contract Employment Law Notice Periods Video

Video | Heat of the moment resignations

Our latest video is available to view on the Refreshing Law YouTube channel – please click here to watch the video where Anna discusses resignations and ‘heat of the moment’ resignations in particular. There has been a recent Employment Appeal Tribunal decision in relation to this kind of resignation and they have summarised the position of the law in this area which Anna discusses in more detail.

Anna Denton-Jones
Refreshing Law

 

Categories
Anna Denton-Jones Collective Redundancy Employment Law Employment Rights Act 1996 Redundancy Without Prejudice

Reminder about redundancy consultation

You’ve probably got under your belt that consultation is key in terms of redundancy exercises. A recent case reminds us of quite how important it is. There’s been a trend in recent years of people trying to short cut the processes, undertaking some kind of assessment exercise, scoring people and taking that information to the lowest scoring individuals, perhaps in an effort to reduce the destabilising effect of pool situations, where a group of people is being placed at risk of redundancy together and have to wait while the process is followed to understand whether or not they are safe.

I’ve always felt that this was a risky approach and this was confirmed in the recent case of Mr Joseph De Bank Haycocks v ADP RPO UK Ltd.

In this case, the claimant and the wider workforce were not consulted about the redundancy proposals before the pooling and scoring took place. The criteria for selection and the claimant’s own scores were not provided to him before his dismissal. However, he appealed and was later provided with this information.

The Employment Appeal Tribunal found that a failure to consult at a formative stage meant that the dismissal was unfair. The appeal stage had corrected the flaw in the earlier process, when it came to providing his scores, but that did not correct the flaw with regards failing to consult. The EAT helpfully reviewed all of the authorities in this area and set out the following guiding principles for fair redundancy consultation:The employer will normally warn and consult either the employees affected or their representatives on their behalf.

A fair consultation occurs when proposals are at a formative stage (my emphasis added) and where the employee is given adequate information and adequate time to respond along with conscientious consideration being given to that response.

In consultation, the purpose is to avoid dismissal and reduce the impact of redundancies (again my emphasis added) so skipping ahead like this employer had, denied that opportunity entirely.

The redundancy process must be viewed as a whole and so it is right that an appeal may correct an earlier failing. This reiterates the importance of appeals. Again there seems to have been a trend in recent years of employers neglecting to offer this stage.

It’s a question of fact and degree as to whether the consultation is adequate. It won’t automatically make a dismissal unfair that there is a lack of consultation in a particular respect, and in terms of particular aspects of consultation, such as the provision of scoring, isn’t an essential ingredient to a fair process. However, the Tribunal is going to be looking at the consultation in the round, given that meaningful consultation is about information being provided and views listened to, prior to decisions being made. If an employer has skipped any of those things then it may cause problems.

It’s also worth noting that the EAT commented that whether or not it is reasonable to show an employee the scores of others in a pool will be case specific. Our advice would normally be to show the individual their own personal scores and let them know where they fall in terms of the range of scores given to others. For example, you might say “you scored bottom of 30, those potentially safe from selection scored between 60 and 75”. This then enables the individual to understand the context as to where they fit and how far apart they are from others in terms of scoring. Obviously this would be most important to individuals where scoring is very very close.

You may need to consider in your redundancy selection process, what tie-breakers are used if people do score the same.

Anna Denton-Jones
Refreshing Law

 

Categories
Anna Denton-Jones Confidentiality Disclosure Employment Law Employment Rights Act 1996 Equality Act 2010 Recruitment Rehabilitation of Offenders Act 1974 Right to Work

Reform to the Rehabilitation of Offenders Act 1974

On 28 October 2023, the 1974 legislation was amended by the Crime Sentencing and Courts Act 2022 and accompanying Regulations.

In the past, some offenders were required to disclose their sentences for the rest of their lives. Now, custodial sentences of 4 years or less and of more than 4 years for some less serious crimes, will be spent “after a period of rehabilitation” of up to 7 years after the sentence has been served, provided that no further offence is committed in that period.

PenaltyPrevious Rehabilitation PeriodNew Rehabilitation Period
Community Order1 year beginning with the last day on which the order had effectNow it is the last day on which the order had effect
Custody of 6 months or less 2 years 
Custody up to 1 year 1 year
Custody of 6  months up to 30 months4 years 
Custody of more than 1 year up to 4 years 4 years
Custody of more than 30 months up to 4 years7 years 
Custodial sentences of more than four yearsNever spent7 years
Convictions for serious sexual, violent or terrorist offencesNever spentNever spent

Stricter disclosure rules continue to apply to jobs that involve working with vulnerable people.

The time frames that I have detailed are in relation to offenders who are over the age of 18. Slightly lower periods apply if the offender was under 18 at the time of conviction.

The new time periods are extended in the event of re-offending during the declaration period. A new conviction attracts its own disclosure period and the previous conviction and the new one need to be declared until the end of the original conviction’s active period or if later, the end of the new disclosure period applied to the more recent conviction.

Anna Denton-Jones
Refreshing Law

 

Categories
Anna Denton-Jones Communication Employment Contract Employment Law

Knowledge November 2023

Week 1

Covering the topic of ‘changing terms and conditions’, Week 1 of Knowledge November 2023 is now available to view:

https://mailchi.mp/b2caa2c0aa1b/welcome-to-knowledge-november-refreshing-law-15647912

Week 2

Week 2 of Knowledge November 2023 is now available to view. Last week we looked at the background and flexibility clauses. This week we consider:

  • Are variation clauses any help?

  • 3 ways to vary the contract

https://mailchi.mp/ff4161aa847c/welcome-to-knowledge-november-refreshing-law-15648052

Week 3

Last week we looked at the first two routes to a change of contract. In Week 3 of Knowledge November 2023 we will look at the third.

https://mailchi.mp/a85806429922/welcome-to-knowledge-november-refreshing-law-15648056

Week 4

So far in Knowledge November 2023, we have considered the main legal risks and routes to achieving a change but during this final week we look at how do we do it.

https://mailchi.mp/5ad6bae9bbba/welcome-to-knowledge-november-refreshing-law-15648060

Anna Denton-Jones
Refreshing Law

Categories
Anna Denton-Jones Bullying and Harassment Conflict Duty of Care Employment Law Harassment

Video | Anti-bullying week 2023

Our latest video is available to view on the Refreshing Law YouTube channel — please click here to watch the video that Anna has recorded to mark Anti-Bullying Week 2023. Anna discusses her thoughts on, and the various issues around bullying in the workplace.

Anna Denton-Jones
Refreshing Law

 

Categories
Disability Employment Law Employment Rights Act 1996 Health Conditions Mental Health Reasonable Adjustments Return to Work Sick Pay

Changes and guidance on fit notes for employers and line managers

The government has just published changes to its fit note guidance for employers and line managers. It even included a handy checklist so that employers can avoid painfully drudging through the lengthy (4,462-word) document. The checklist includes the necessary steps and information that employers should have at their disposal when an employee has been issued a fit note.

Firstly though, what is a fit note? It’s a note from a certified healthcare professional who has determined after consultation with an employee, whether or not they ‘may be fit for work’ or are ‘not fit for work’. A fit note allows employers to discuss with their employees any health conditions that may prevent them from undertaking their work as usual. It also gives employers the chance to have an interactive discussion with their employees to establish tailored measures suited to both parties going forward.

The changes to this guidance as of 2022 state that where these fit notes had previously been required to have a signature of ink, they are now moving forward (as we all are) to accepting just the name and profession of the issuer. This enables the fit notes to be received and sent digitally. The DWP also expanded their accepted list of healthcare professionals who can certify the notes to include nurses, occupational therapists, pharmacists, and physiotherapists. It should be noted that although digital notes are embedded in primary care settings (GP), they are not yet in secondary care settings (hospitals), and so a pre-printed note may still be used by employees recently discharged from hospital.

There are a number of general rules that surround fit notes, so I’ll just outline the important ones to familiarise yourself.

In the first 7 days of sickness, employees can self-certify. If your organisation requires medical evidence within this time, any costs incurred by the employee for accessing a healthcare professional will be yours to cover eg:- where there has been a pattern of absence say on a Monday and Friday and you tell the employee that any further absence on these days will require a fit note.

The length of a fit note can cover a maximum of 3 months at a time during the first 6 months of sickness. Any specific time decided will be determined by the clinical judgement of the healthcare professional.

Private (non-NHS) healthcare professionals can produce reports like a fit note which can be considered. Private medical certificates or the Allied Healthcare Professionals Work Report can be accepted with no further need to obtain a further note.

Fit notes can come in a variety of ways, whether that be computer-generated and printed out, or sent digitally to your employee. Digital fit notes will include a barcode so that they can be scanned by employers and added to sickness records.

Now onto the fitness for work assessment and what that means for employers. The healthcare professional will state whether the employee is fit for work or not, and the length of time that any adaptions are required/the amount of time the employee is unable to work for. If they ‘may be fit to work’, the healthcare professional will give general recommendations on adjustments to be made for the employee to work safely or return to work entirely. These recommendations are not binding and if the recommendations cannot be implemented given the nature of work, the fit note can then be used as evidence for sick procedures.

General adaptions you may choose to explore as an employer include:

  • Phased return to work

  • Altered hours

  • Amended duties

  • Workplace adaptions

While at first glance these fit notes may appear to be potentially obstructive, by supporting your employee to stay or return to work you may actually avoid absence costs and minimise disruption for your organisation. Having an open discussion with your employee about adjustments will serve to create a more trusting work relationship that can only benefit both parties!

Martha Regan
Refreshing Law